Kirstin Marie Chavez

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  University Of Utah
  Salt Lake City, UT
• 07/2021 → 04/2022
  First Financial Equity Corporation
  Salt Lake City, UT
• 04/2022 → Present
  Cetera Wealth Services, Llc
  Salt Lake City, UT
• 04/2015 → Present
  Kristin Chavez, Llc
  Salt Lake City, UT
• 08/2020 → Present
  Artfx Financial Planning
  Salt Lake City, UT
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2026 → Present
  Ipai Bavaria
  Hattiesburg, MS
• 08/2026 → Present
  San Francisco Opera
  San Francisco, CA

Previous Registrations

• 2021-10-21 → 2022-04-20
  Ffec Wealth Partners Llc
  Addison, TX
  Salt Lake City, UT
  Salt Lake City, UT

Other Businesses

1. NAME OF OTHER BUSINESS: UNIVERSITY OF UTAH INVESTMENT RELATED: NO ADDRESS: 1375 E PRESIDENTS CIRCLE SALT LAKE CITY UT NATURE OF BUSINESS: EDUCATION START DATE: 07/2016 POSITION/TITLE/RELATIONSHIP: PROFESSOR APX NUMBER OF HOURS PER WEEK: 18 APX NUMBER OF HOURS DURING TRADING HOURS: 12 BRIEF DESCRIPTION OF DUTIES: I TEACH STUDENTS HOW TO SING AND I TEACH STUDENTS HOW TO BE SUCCESSFUL BUSINESS OWNERS AS FREELANCE PERFORMERS 2. NAME OF OTHER BUSINESS: KIRSTEN CHAVEZ, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROFESSIONAL SINGER START DATE: 04/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: I TRAVEL AROUND THE WORLD TO SING PROFESSIONALLY WITH INTERNATIONAL OPERA COMPANIES AND SYMPHONY ORCHESTRAS 3. NAME OF OTHER BUSINESS: ARTFXFINANCIAL PLANNING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: YS ASSET MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES FOR UTAH-BASED CLIENTS OF YS ASSET MANAGEMENT; 5. NAME OF OTHER BUSINESS: CIO PARTNERS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOARD; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: DIRECTOR; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: MANAGE DAY TO DAY ACTIVITIES & PROVIDE FUNDRAISING EFFORTS FOR THE DOMESTIC NONPROFIT CORPORATION; 6. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: SAN FRANCISCO OPERA; INVESTMENT RELATED: NO; ADDRESS: 301 VAN NESS AVE, SAN FRANCISCO CA 94102 NATURE OF BUSINESS: OPERA; START DATE: 08/03/2026; POSITION/TITLE/RELATIONSHIP: VISITING PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: PERSONAL FINANCE TRAINING FOR YOUNG OPERA AND PIANIST. 8. NAME OF OTHER BUSINESS: IPAI BAVARIA; INVESTMENT RELATED: NO; ADDRESS: 118 COLLEGE DR, HATTIESBURG, MS 39406 NATURE OF BUSINESS: SINGING; START DATE: 07/05/2026; POSITION/TITLE/RELATIONSHIP: MASTER CLINICIAN; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: PERSONAL FINANCE COURSE AND SINGING MASTERCLASSES;"

Exams

• S66 Uniform Combined State Law Examination
  2021-10-13
• S63 Uniform Securities Agent State Law Examination
  1994-10-31

Other Names

• Kirstin M Chavezgarcia
• Kirstin M Chavez
• Kirstin Marie Chavez-Ellis