Eric Joseph Spooner

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2011-01-03

CT RA
APPROVED

Since 2011-01-03

Branch Locations

One Orange Way B1S, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Partners	Windsor	CT	09/2014	Present
Voya Financial	Windsor	CT	09/2014	Present
Voya Financial Advisors	Windsor	CT	09/2014	Present

09/2014 → Present

Voya Financial Partners

Windsor, CT
09/2014 → Present

Voya Financial

Windsor, CT
09/2014 → Present

Voya Financial Advisors

Windsor, CT

Previous Registrations

2001-12-05 → 2011-01-03

Voya Financial Partners, Llc

Windsor, CT

Hartford, CT

Windsor, CT

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; ONE ORANGE WAY; WINDSOR; CT; 6095; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/31/2009; 1; 1; SELL FIXED LIFE AND ANNUITY INS AND LONG TERM CARE INS TO CLIENTS WHEN APPROPRIATE|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-05-24
S63	Uniform Securities Agent State Law Examination	1999-05-12

S65 Uniform Investment Adviser Law Examination

2001-05-24
S63 Uniform Securities Agent State Law Examination

1999-05-12

View on SEC IAPD