Eric Joseph Spooner

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2011-01-03

CT RA
APPROVED

Since 2011-01-03

Branch Locations

One Orange Way B1S, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Partners	Windsor	CT	09/2014	Present
Voya Financial	Windsor	CT	09/2014	Present
Voya Financial Advisors	Windsor	CT	09/2014	Present

09/2014 → Present

Voya Financial Partners

Windsor, CT
09/2014 → Present

Voya Financial

Windsor, CT
09/2014 → Present

Voya Financial Advisors

Windsor, CT

Previous Registrations

2001-12-05 → 2011-01-03

Voya Financial Partners, Llc

Windsor, CT

Hartford, CT

Windsor, CT

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; ONE ORANGE WAY; WINDSOR; CT; 6095; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/31/2009; 1; 1; SELL FIXED LIFE AND ANNUITY INS AND LONG TERM CARE INS TO CLIENTS WHEN APPROPRIATE|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-05-24
S63	Uniform Securities Agent State Law Examination	1999-05-12

S65 Uniform Investment Adviser Law Examination

2001-05-24
S63 Uniform Securities Agent State Law Examination

1999-05-12

View on SEC IAPD