Gregory William Ricker

Employer firm

Vanderbilt Advisory Services CRD 116537

$2.11B regulatory AUM 64 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 06/2023
  Independent Financial Group
  Malvern, PA
• 06/2023 → 09/2025
  Equitable Advisors, Llc
  New York, NY
• 09/2025 → Present
  Vanderbilt Securities, Llc
  Woodbury, NY
• 09/2025 → Present
  Vanderbilt Advisory Services
  Woodbury, NY

Previous Registrations

• 2024-12-12 → 2025-09-18
  Equitable Advisors, Llc
  Bala Cynwyd, PA
• 1988-10-09 → 2002-06-12
  Raymond James & Associates, Inc.
  Philadelphia, PA

Other Businesses

(1) Executor of Estate for deceased Aunt. 401K Rollover & Individual Brokerage account ROLE: closing the account to distribute funds to the beneficiaries. Start Date: 09.01.2022. (2) Administrator or executor of an estate or trustee of a trust for a non-family or family member, Agent of record: I am the executor of the Estate for my Aunt Sylvia Ramsey. It is not at trust just a standard will, Power of Attorney to affect trades: Yes I have full control over all the assets to buy and sell and execute the wishes of the will to it's heirs. The account will eventually closed and monies disperse all funds to heirs, Compensated for time and fees for being an executor&#59; (3) Executor as well as Durable Power of Attorney for Cousin, Hallie De Lessin. AKA Nicholas Warren. Power of Attorney to affect trades, Compensation: Only through the Estate for Executor fee. Effective: 3/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-12-10
• S63 Uniform Securities Agent State Law Examination
  1995-09-01

Other Names

• Gregory William Rickey