Scott David James

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 01/2022
  Stifel Nicolaus & Co Inc
  Atlanta, GA
• 06/2016 → 01/2018
  Fairfield Funding
  Atlanta, GA
• 02/2022 → Present
  Raymond James Financial Services Inc
  Atlanta, GA
• 02/2022 → Present
  Raymond James Financial Services Advisors
  Atlanta, GA

Previous Registrations

• 2018-03-08 → 2022-01-31
  Stifel, Nicolaus & Company, Incorporated
  Atlanta, GA

Other Businesses

Name of Business: Avenue Wealth Management LLC Address: 2100 RiverEdge Pkwy Ste 1225, Atlanta, GA, 30328-4785, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/04/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours:41+Description of duties: Business support role (2) Align Wealth Advisors Address: 2100 RiverEdge Pkwy Ste 1225, Atlanta, GA, 30328-4785, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/04/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Client service Associate - business support role

Exams

• S66 Uniform Combined State Law Examination
  2018-03-07
• S63 Uniform Securities Agent State Law Examination
  1994-12-19