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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2022-03-24 |
| OH | RA | APPROVED | 2017-02-03 |
| TX | RA | APPROVED | 2017-02-03 |
Branch Locations
30100 Chagrin Blvd Ste 180, Pepper Pike, OH 44124-5705 • United States
Chagrin Falls, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Beachwood | OH | 01/2009 | 02/2017 |
| Ameriprise Financial Advisors Inc. | Beachwood | OH | 02/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Pepper Pike | OH | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-09 |
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