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Christopher Scott Steel

Wells Fargo Clearing Services, LLC

Lake Mary, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-11
FL RA APPROVED 2020-07-13
  • TX RA
    APPROVED
    Since 2021-05-11
  • FL RA
    APPROVED
    Since 2020-07-13

Branch Locations

1025 Greenwood Blvd Ste 179, Lake Mary, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Orlando FL 02/2009 07/2020
Wells Fargo Clearing Services, Llc Lake Mary FL 07/2020 Present
Previous Registrations
Other Businesses

THE KINGSTON HOA ; NOT INV RELATED; DAYTONA BEACH SHORES,FL; HOA; BOARD MEMBER; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-09
S63 Uniform Securities Agent State Law Examination 1994-12-16
  • S65 Uniform Investment Adviser Law Examination
    1997-04-09
  • S63 Uniform Securities Agent State Law Examination
    1994-12-16

View on SEC IAPD

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ROBO ADVISOR, INC. · LAKE MARY, FL
BLUESTAR WEALTH MANAGEMENT · LAKE MARY, FL
FAMILYWEALTH · LAKE MARY, FL
FAMILYWEALTH ASSET MANAGEMENT · LAKE MARY, FL
HAYSLEY FINANCIAL SERVICES, INC. · LAKE MARY, FL
SIGMA INVESTMENT COUNSELORS · LAKE MARY, FL
JACKSON WEALTH MANAGEMENT, LLC · LAKE MARY, FL
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