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8044 Montgomery Road Suite 450, Cincinnati, OH 45236 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-23 |
| OH | RA | APPROVED | 2022-07-14 |
Branch Locations
8044 Montgomery Road Suite 450, Cincinnati, OH 45236 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Cincinnati | OH | 12/2013 | 07/2022 |
| Gearhart & Associates | Montgomery | OH | 07/2022 | Present |
No Woke Zone Fishing Charters - Owner - Not investment related - None during business hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-17 |
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