Philip Christopher Pappas

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Wells Fargo Advisors Financial Network, Llc
  Melville, NY

Other Businesses

CO-TRUSTEE FOR THE DICHTER/PAPPAS PARTNERSHIP 401K; INV RELATED; MELVILLE, NY; FOR SELF & EMPLOYEES; START: 7/2013; 6/2021; 1/2022; 7/2022; 1 HR/MO; 0 DURING TRADING. DICHTER PAPPAS GROUP INC., INV RELATED, MELVILLE, NY, 100% OWNERSHIP, START: 6/1/2012, 2 HRS/MONTH, LESS THAN 1 HR DURING TRADING, FINET PRACTICE. FMRG HOLDINGS, LLC; INVESTMENT RELATED; MELVILLE,NY; 8.33% OWNERSHIP; START DATE 12/01/2019; NUMBER OF HOURS PER MONTH .25; NUMBER OF HOURS DURING TRADING 0; OFFICE SPACE FOR FINET PRACTICE.; CO-TRUSTEE FOR DICTHER/PAPPAS PARTNERSHIP 401K FBO ASSOCIATE, MELVILLE, NY, START: 8/21/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE 401K. DICHTER PAPPAS GROUP PARTNERSHIP; INV RELATED; MELVILLE, NY; FINET PRACTISE; 45% OWNERSHIP; START DATE: 07/03/2012; 5 HOURS PER MONTH;0 HOURS DURING TRADING; |

Exams

• S66 Uniform Combined State Law Examination
  2021-10-18
• S63 Uniform Securities Agent State Law Examination
  1994-10-11

Other Names

• Philip Christopher Pappas