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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-07-07
NJ RA APPROVED 2022-06-28
NY RA APPROVED 2022-06-27
PA RA APPROVED 2019-11-11
TX RA APPROVED 2019-11-11
  • MA RA
    APPROVED
    Since 2022-07-07
  • NJ RA
    APPROVED
    Since 2022-06-28
  • NY RA
    APPROVED
    Since 2022-06-27
  • PA RA
    APPROVED
    Since 2019-11-11
  • TX RA
    APPROVED
    Since 2019-11-11

Branch Locations

200 N. High Street Suite 201, West Chester, PA 19380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2018 11/2019
Drexel Morgan Capital Advisers Radnor PA 06/2015 06/2018
Janney Montgomery Scott Llc Philadelphia PA 11/2019 12/2022
Janney Montgomery Scott Llc West Chester PA 12/2022 01/2024
Janney Montgomery Scott Llc West Chester PA 01/2024 Present
Previous Registrations
  • 2018-08-02 → 2019-11-11
    Malvern, PA
  • 2014-01-13 → 2014-07-24
    West Chester, PA
  • 2005-05-20 → 2005-07-05
    Amg Distributors, Inc.
    Conshohocken, PA
  • 1999-01-04 → 2005-04-08
    Rorer Asset Management Llc
    Conshohocken, PA
Other Businesses

Charles P. Erskine, PE, LLC; my spouse has an engineering consulting business that he operates as an LLC. He is the owner of the business; 200 S. Franklin St., Unit 3, West Chester, PA 19382; Start date 01/01/2001; I have no role in the business; Investment-related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-08-01
S66 Uniform Combined State Law Examination 2014-01-13
S65 Uniform Investment Adviser Law Examination 1994-10-24
  • S63 Uniform Securities Agent State Law Examination
    2018-08-01
  • S66 Uniform Combined State Law Examination
    2014-01-13
  • S65 Uniform Investment Adviser Law Examination
    1994-10-24
Designations
Other Names
  • Lynn Suzanne Ligotti
  • Lynn S Erskine
  • Lynn Suzanne Erskine
  • Lynn Erskine

View on SEC IAPD

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