Thomas Dustin Fluent

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 07/2026
  Suntrust Investment Services, Inc
  Atlanta, GA
• 08/2016 → 07/2026
  Suntrust Advisory Services
  Atlanta, GA
• 12/2019 → 07/2026
  Bb&T Securities, Llc
  Alpharetta, GA
• 07/2026 → Present
  Stifel, Nicolaus & Company, Incorporated
  Atlanta, GA

Previous Registrations

• 2016-08-30 → 2026-08-18
  Truist Advisory Services, Inc.
  Atlanta, GA
  Cumming, GA
  Alpharetta, GA
  Alpharetta, GA
  Nashville, TN
  Alpharetta, GA
  Alpharetta, GA
• 2019-12-23 → 2021-02-17
  Bb&T Securities, Llc
  Alpharetta, GA
  Richmond, VA
  Alpharetta, GA
  Richmond, VA
• 2007-03-09 → 2016-12-31
  Truist Investment Services, Inc.
  Dallas, TX
  Milton, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Alpharetta, GA
  Atlanta, GA
  Norcross, GA
  Cumming, GA
  Brentwood, TN
  Alpharetta, GA
  Richmond, VA
  Alpharetta, GA
  Alpharetta, GA
  Alpharetta, GA
  Atlanta, GA
  Milton, GA
• 2003-04-22 → 2007-02-21
  Wells Fargo Clearing Services, Llc
  Atlanta, GA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1994-11-22