Michael Richard Lapaglia

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-26
PA	RA	APPROVED	2020-10-16
FL	RA	APPROVED	2018-07-19
NJ	RA	APPROVED	2018-07-18

NY RA
APPROVED

Since 2021-04-26
PA RA
APPROVED

Since 2020-10-16
FL RA
APPROVED

Since 2018-07-19
NJ RA
APPROVED

Since 2018-07-18

Branch Locations

294 Hempstead Ave, Malverne, NY 11565 • United States

8754 Bay 16Th Street, Brooklyn, NY 11214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mid-Island Mortgage Corp.	Westbury	NY	09/2013	Present
Crump Insurance Serv	Brooklyn	NY	06/2015	Present
Osaic Wealth, Inc.	Brooklyn	NY	04/2018	Present

09/2013 → Present

Mid-Island Mortgage Corp.

Westbury, NY
06/2015 → Present

Crump Insurance Serv

Brooklyn, NY
04/2018 → Present

Osaic Wealth, Inc.

Brooklyn, NY

Other Businesses

1. CRUMP INSURANCE SERV POSITION: Agent/Representative NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 21 SECURITIES TRADING HOURS: 4 START DATE: 06/29/2015 ADDRESS: 8754 Bay 16th Street, Brooklyn NY 11214, United States DESCRIPTION: Sell fixed insurance products (life insurance, long-term care insurance) 2. Mid-Island Mortgage Corp. Non-investment related 900 Merchants Concourse Westbury, NY 11590 Agent/Representative Start Date - 09/16/2013 Approx Hrs. per mo. - 35 Approx Hrs. during trading Hrs. - 2 Provide mortgage financing for new home purchases and refinances to referrals. 3. MAIORANO & ASSOCIATES, INC. POSITION: Tax preparer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 28 SECURITIES TRADING HOURS: 12 START DATE: 07/20/2018 ADDRESS: 8754 Bay 16th Street, Brooklyn NY 11214, United States DESCRIPTION: Assist Sr. Rep with preparation of tax returns (data entry) 4. ALL COUNTY CAPITAL CORP POSITION: Agent/Representative NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2021 ADDRESS: 600 Mamaroneck Ave, Ste. 403, Harrison NY 10528, United States DESCRIPTION: Provide mortgage financing for new home purchases and refinances to referrals

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-17
S63	Uniform Securities Agent State Law Examination	1995-05-16

S66 Uniform Combined State Law Examination

2018-07-17
S63 Uniform Securities Agent State Law Examination

1995-05-16

View on SEC IAPD