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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-11-03 |
| TX | RA | APPROVED_RES | 2013-02-06 |
| NJ | RA | APPROVED | 2009-04-28 |
Branch Locations
200 Campus Dr Ste 150, Florham Park, NJ 07932-1007 • United States
Bath, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Parsippany | NJ | 04/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Florham Park | NJ | 03/2020 | Present |
Real Estate Ownership; Single Family; 64 Kado Street, , Wilkes-Barre, PA, 18705; Not Investment-Related; 01/10/2024. Business Ownership; Kielbasi King Property Group LLC; Co-owner; Real Estate; 64 Kado Street, , Wilkes-Barre, PA, 18705; Not Investment-Related; 06/16/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Kielbasi King, LLC; DBA - Leonard's Kielbasi Market; Co-owner; Retail; 64 Kado Street, , Wilkes-Barre, PA, 18705; Not Investment-Related; 06/16/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-01 |
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