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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-12-22 |
| TX | RA | APPROVED_RES | 2021-03-16 |
| PA | RA | APPROVED | 2011-11-29 |
| DE | RA | APPROVED | 2011-11-25 |
Branch Locations
1011 Centre Rd Ste 100, Wilmington, DE 19805-1270 • United States
Elkton, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wilmington | DE | 11/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Wilmington | DE | 03/2020 | Present |
Business Ownership; The Covert Farm, LLC; Co-owner; Horse farm.; 211 Woolens Rd., , Elkton, MD, 21921; Not Investment-Related; 09/18/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Pennsylvania Hunt Cup Committee; Secretary; Unionville, PA 19375, ,; Not Investment-Related; 01/02/1990; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Race Announcer; Announcer; Steeplechase Race Announcer; Bittersweet Field, , Seneca, MD, 20837; Not Investment-Related; 03/23/2024; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-02 |
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