Lewis D Baker

Employer firm

Farther CRD 302050

$16.0B regulatory AUM 450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → Present
  Rock Creek Wealth Planners
  Silver Springs, MD
• 09/2018 → 03/2019
  Coliseum Wealth Mgt
  Rockville, MD
• 09/2008 → 09/2018
  United Planners
  Scottsdale, AZ
• 07/2024 → Present
  Farther Finance Advisors
  Silver Spring, MD

Previous Registrations

• 2019-05-03 → 2024-10-11
  Rock Creek Wealth Planners And Advisors Llc
  Silver Spring, MD
• 2018-10-18 → 2019-06-24
  Coliseum Wealth Management, Llc
  Silver Spring, MD
  Rockville, MD
• 2008-09-02 → 2018-09-24
  United Planners' Financial Services Of America A Limited Partner
  Atlanta, GA
  Washington, DC
  Scottsdale, AZ
• 2007-10-03 → 2008-07-16
  Berthel, Fisher & Company Financial Services, Inc.
  Elkridge, MD
  Elkridge, MD
  Cedar Rapids, IA
• 2007-01-23 → 2007-10-02
  Piedmont Investment Advisors, Llc
  Lansdowne, VA
• 2003-07-08 → 2006-11-14
  Baker Schilling, Inc.
  Washington, DC
• 2002-12-04 → 2004-04-22
  Lpl Financial Llc
  Washington, DC
• 1999-08-04 → 2002-12-03
  Morgan Stanley Dw Inc.
  Washington, DC

Other Businesses

1) ROCK CREEK WEALTH PLANNERS AND ADVISORS, LLC - FOUNDER Financial Planner - RIA April 2019. Silver Spring MD INVESTMENT-RELATED 2) DCMBA I LLC Partner, Silver Spring MD. 50% owner with my wife of 8607 Cedar Street Silver Spring MD 20910. My Office Building INVESTMENT-RELATED 3) THE ACADEMY FUND - VP INVESTOR DEVELOPMENT ASSIST INVESTORS AND ADVISORS WHO SERVE INVESTORS TO POSITION THE FUND TO MAXIMIZE ITS VALUE. 8 HOURS MONTHLY REGULATION D OFFERING TO ACCREDITED INVESTORS - LANDSDOWNE VA - SINCE 11/2020 - INVESTMENT RELATED 4) ) YAZAM INC. DBA EMPOWER - DIRECTOR ON BOARD OF DIRECTORS - SINCE MAY 2022 - NOT INVESTMENT RELATED 5) EVERYINCOME INC - CONTRACTOR - BUSINESS TO BUSINESS SALES OF FINANCIAL PLANNING SOFTWARE - SINCE 02/2021 - NOT INVESTMENT RELATED. 6) RETIREMENT CARE PLANS LLC. is a new OBA I started in March of this year. It is an insurance agency that I write all fixed insurance business through in the life & health lines of insurance. 7) GREEN HARVEST CAPITAL - VP of Investor Development effective as of 11/1/2023. Work 2 Hours a week/8 month. Green Harvest Capital provides investors with real estate exposure in Northeast Ohio. 8) MID-ATLANTIC LEGACY FUND; ADVISORY BOARD MEMBER; SINCE 06/2024; STRATEGIC GUIDANCE: PARTICIPATING IN BOARD MEETINGS AND OFFERING FEEDBACK ON STRATEGIC DECISIONS; NOT INVESTMENT RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-22
• S63 Uniform Securities Agent State Law Examination
  1994-11-16

Designations

• Certified Financial Planner

Other Names

• Lew D Baker
• Lewis Demiles Baker