Charles Warren Willis

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1994 → 05/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Albany, GA
• 05/2017 → Present
  Morgan Stanley
  Albany, GA
• 05/2017 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2004-04-14 → 2017-05-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Albany, GA

Other Businesses

1.*395526 - The Warren and Suzanne Willis Family Limited Partnership; Investment related -No; Albany, Georgia; estate planning; Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2018 ; During business hours: 0; Accounting/Bookkeeping, Check Signing/Funds Disbursements..

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-01
• S63 Uniform Securities Agent State Law Examination
  1994-11-15

Other Names

• Warren C Willis