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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2024-10-25 |
| TX | RA | APPROVED_RES | 2020-03-26 |
| FL | RA | APPROVED | 2017-05-15 |
| GA | RA | APPROVED | 2017-05-08 |
Branch Locations
250 Park Avenue South Suite 500, Winter Park, FL 32789 • United States
2421 Westgate Drive Suite 100, Albany, GA 31707 • United States
Jackson, WY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | GA | 09/1994 | 05/2017 |
| Morgan Stanley | Albany | GA | 05/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 05/2017 | Present |
1.*395526 - The Warren and Suzanne Willis Family Limited Partnership; Investment related -No; Albany, Georgia; estate planning; Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2018 ; During business hours: 0; Accounting/Bookkeeping, Check Signing/Funds Disbursements..
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-15 |
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