John Breckenridge Barnes

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 09/2019
  Ubs Financial Services Inc
  Los Angeles, CA
• 09/2019 → 09/2023
  First Republic Securities Company, Llc
  Los Angeles, CA
• 09/2019 → Present
  First Republic Investment Management, Inc.
  Los Angeles, CA
• 09/2023 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 10/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA

Previous Registrations

• 2019-09-20 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  Los Angeles, CA
• 2009-04-20 → 2019-10-01
  Ubs Financial Services Inc.
  Los Angeles, CA
• 2001-01-25 → 2009-05-07
  Citigroup Global Markets Inc.
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

1) The California Club; not investment related; 538 S. Flower St, Los Angeles CA 90071; 07/02/2018; Membership committee Member; 2 hours per month; Zero during trading hours. 2) Alzheimer's Los Angeles; Not Investment Related; 4221 Wilshire Blvd #400, Los Angeles, CA 90010; fund raising efforts; Board Member; 07/02/2018; 1/2 hour per month, zero during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-19
• S63 Uniform Securities Agent State Law Examination
  1994-10-13

Other Names

• John Barnes