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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-04
NC RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2019-02-04
  • NC RA
    APPROVED
    Since 2009-01-02

Branch Locations

2326 N. Highway 16 Business Suite 9 Rockefeller Centre, Denver, NC 28037 • United States

Bald Head Island, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Denver NC 08/2000 Present
Raymond James Financial Services Advisors, Inc Denver NC 01/2009 Present
Seguoia Capital Llc Denver NC 01/2019 04/2025
Other Businesses

(1) BHI 9 Dowitcher LLC 3431 Governors Island Drive, Denver , NC, 28037, Business Owner PT: /Partner I/R: No 08/26/2021 HPM: 0-1 HPM T H:: 0-1 Description of duties: own real estate for personal use (2) Denver Triangle LLC 1250 N NC-16 Bus Hwy, Denver, NC, 28037, Rental Real Estate P/T: Owner/Proprietor I/R: Yes 12/01/2016 HPM: 2-10 HPM T H:: 0-1 Description of duties: manager and rent out stripe center (3) Dumore LLC 2485 North NC 16 Hwy, Denver, NC, 28037, Rental Real Estate P/T: Owner/Proprietor I/R: Yes 04/21/2010 HPM: 2-10 HPM T H:: 0-1 Description of duties: oversee property (4) Elkin Village Partners LLC 1526 N. Bridge St., Elkin, NC, 28621, Rental Real Estate P/T: Partner I/R: Yes 11/11/2021 HPM: 2-10 HPM T H:: 2-10 Description of duties: manage property, rent out spaces (5) Elmore Financial Group 2326 N Nc 16 Business Hwy Ste 9, Denver, NC, 28037, Non-variable Insurance P/T :Agent I/R: Yes 10/01/2000 HPM: 2-10 HPM T H:: 2-10 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION (6) Elmore Financial Group, Inc. 2326 N Nc 16 Business Hwy Ste 9, Denver, NC, 28037, Support Company - Owner P/T: Other, Officer - President I/R: No 01/01/2001 HPM: 0-1 HPM T H:: 0-1 Description of duties: deposit commissions from non-variable insurance business, pay expenses for the branch, we are creating a DBA name for this company called Sequoia Wealth Management (7) Grayland 115 LLC 107 Grayland Road, Mooresville, NC, 28115, Rental Real Estate P/T: Owner/Proprietor I/R: Yes 02/13/2026 HPM: 0-1 HPM T H:: 0-1 Description of duties: purchased commercial retailer building. Rent out building to one tenent (8) Hwy 73 Capital Group LLC 7585 NC 73 Hwy, Denver, NC, 28937, Rental Real Estate P/T: Partner I/R: Yes 07/02/2012 HPM: 2-10 HPM T H: 0-1 Description of duties: 50% Partner w/ Susan Bell, own commercial strip center (9) Pilot Knob Partners LLC 5110 Fairfield Road, Columbia, SC, 29203, Rental Real Estate P/T: Owner/Proprietor I/R: Yes 02/01/2012 HPM: 2-10 HPM T H: 0-1 Description of duties: own shopping center, rent out spaces (10) Rockefeller Centre, Inc. 2326 N NC-16 Bus Hwy, Denver, NC, 28037, Rental Real Estate P/T: Owner/Proprietor I/R: No 01/01/2000 HPM: 2-10 HPM T H: 0-1 Description of duties: owner of commercial building. (11) Saluda Capital Group LLC Address: 605 Travis Ave, Saluda, SC, 29138, Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 09/08/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: manage property, collect rent (12) TussMore LLC 2326 N Nc 16 Business Hwy Ste 9, Denver, NC, 28037-8353, Rental Real Estate P/T: Partner I/R: Yes 04/14/2025 HPM: 0-1 HPM T H: 0-1 Description of duties: get quotes to build & rent mini storage (13) WhiteRock Group LLC 7825 NC Hwy 150 East, Terrell, NC, 28682, Rental Real Estate P/T: Owner/Proprietor I/R: Yes 10/14/2013 HPM: 2-10 HPM T H: 0-1 Description of duties: manage property, rent spaces

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-12
S63 Uniform Securities Agent State Law Examination 1994-10-28
  • S65 Uniform Investment Adviser Law Examination
    2000-10-12
  • S63 Uniform Securities Agent State Law Examination
    1994-10-28
Other Names
  • Patrick Elmore

View on SEC IAPD

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