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12000 Aerospace Avenue Suite 420, Houston, TX 77034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-01 |
Branch Locations
12000 Aerospace Avenue Suite 420, Houston, TX 77034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 04/2013 | 06/2019 |
| Bank Of America, N.A. | Houston | TX | 06/2013 | 06/2019 |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 06/2019 | 03/2022 |
| Pksa Dba Royal Harbor Partners | Albany | NY | 06/2019 | 08/2019 |
| Royal Harbor Partners, Llc | Houston | TX | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-10 |
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