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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
TX RA APPROVED_RES 2010-02-08
  • MN RA
    APPROVED
    Since 2013-11-19
  • TX RA
    APPROVED_RES
    Since 2010-02-08

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Independence, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Wayzata MN 03/2008 Present
City National Bank Wayzata MN 08/2017 Present
Other Businesses

(1) NAME OF ENTITY: SouthStar LLC ADDRESS: 208 Frisco Aly Frisco Colorado 80443 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Feb 26, 2026 CAPACITY: Other DUTIES: Owns vacation home HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Chalets on 2nd ADDRESS: 208 Frisco Aly, Frisco, Colorado 80443 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Apr 30, 2026 CAPACITY: Treasurer DUTIES: HOA Board of vacation home HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-16
S65 Uniform Investment Adviser Law Examination 1999-10-05
S63 Uniform Securities Agent State Law Examination 1994-09-26
  • S66 Uniform Combined State Law Examination
    2006-05-16
  • S65 Uniform Investment Adviser Law Examination
    1999-10-05
  • S63 Uniform Securities Agent State Law Examination
    1994-09-26

View on SEC IAPD

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