Michael Allan Goldfeder

Employer firm

Prospect Financial Services LLC CRD 314154

$431M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 07/2020
  Lincoln Financial Advisors
  Melville, NY
• 07/2020 → Present
  Lpl Financial Llc
  Melville, NY
• 07/2020 → 12/2021
  Pinnacle Financial Group
  Melville, NY
• 12/2021 → Present
  Prospect Financial Services Llc
  Melville, NY

Previous Registrations

• 2021-08-30 → 2021-12-31
  The Pinnacle Financial Group
  Melville, NY
• 2011-09-06 → 2020-07-27
  Osaic Fa, Inc.
  New York, NY
  Huntington Station, NY
• 2007-08-03 → 2011-07-28
  Hornor, Townsend & Kent, Llc
  Uniondale, NY
• 2005-06-13 → 2007-07-24
  Park Avenue Securities Llc
  New York, NY
  New York, NY

Other Businesses

1. 7/24/2020 - Prospect Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 7/24/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 1997 - 20 Hours Per Month - Time Spent 2% - Agent selling whole life, universal life, indexed universal life, fixed annuities, disability, and LTC. 3. 1/11/2022 - Prospect Financial Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/01/2022 - 100 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Prospect Financial Services LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-09
• S63 Uniform Securities Agent State Law Examination
  1994-10-13

Designations

• Certified Financial Planner