David Laurance Herman

Current Employers

Cypress Point Financial Advisors

Sacramento, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

Sacramento, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cypress Point Financial Advisors, Llc	Sacramento	CA	10/2013	Present
Purshe Kaplan Sterling Investments	Albany	NY	11/2013	Present

10/2013 → Present

Cypress Point Financial Advisors, Llc

Sacramento, CA
11/2013 → Present

Purshe Kaplan Sterling Investments

Albany, NY

Previous Registrations

2004-06-10 → 2013-10-18

Lpl Financial Llc

Gold River, CA

San Mateo, CA
2003-07-02 → 2004-06-14

Valic Financial Advisors, Inc.

San Mateo, CA

Other Businesses

1) Cypress Point Financial Advisors, LLC - RIA - 1430 Q Street, Unit 613, Sacramento, CA 95811- CHIEF COMPLIANCE OFFICER - 11/2013 - 160 HRS/MO; ALL DURING TRADING HOURS - USING FEE BASED OR ASSET BASED FEES TO MANAGE CLIENTS INVESTMENT ASSETS UNDER CYPRESS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-07-01
S63	Uniform Securities Agent State Law Examination	1994-09-30

S66 Uniform Combined State Law Examination

2003-07-01
S63 Uniform Securities Agent State Law Examination

1994-09-30

View on SEC IAPD