Best Investors Account Sign in
Inactive

Richard Eugene Griffin

Rickstar Financial, LLC

Ypsilanti, MI

CRD 2542692

Claim This Profile
Employer firm

Rickstar Financial, LLC CRD 340844

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Rickstar Financial, Llc

301 West Michigan Avenue Suite 404, Ypsilanti, MI 48197 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-06-25
MI RA APPROVED 2026-06-15
TX RA APPROVED_RES 2026-06-15
  • LA RA
    APPROVED
    Since 2026-06-25
  • MI RA
    APPROVED
    Since 2026-06-15
  • TX RA
    APPROVED_RES
    Since 2026-06-15

Branch Locations

301 West Michigan Avenue Suite 404, Ypsilanti, MI 48197 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Newbridge Securities Corporation Ypsilanti MI 07/2015 Present
Rickstar Financial, Llc Ypsilanti MI 03/2014 Present
Nfsg Corporation Ypsilanti MI 07/2015 Present
Rickstar Financial, Llc Ypsilanti MI 02/2026 Present
Previous Registrations
Other Businesses

1) INSURANCE: INSURANCE SALES/AGENT/PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-17
S63 Uniform Securities Agent State Law Examination 1994-10-28
  • S65 Uniform Investment Adviser Law Examination
    2006-05-17
  • S63 Uniform Securities Agent State Law Examination
    1994-10-28

View on SEC IAPD

More in Ypsilanti, MI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor