Richard Eugene Griffin

Current Employers

Rickstar Financial, Llc

301 West Michigan Avenue Suite 404, Ypsilanti, MI 48197 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2026-06-25
MI	RA	APPROVED	2026-06-15
TX	RA	APPROVED_RES	2026-06-15

LA RA
APPROVED

Since 2026-06-25
MI RA
APPROVED

Since 2026-06-15
TX RA
APPROVED_RES

Since 2026-06-15

Branch Locations

301 West Michigan Avenue Suite 404, Ypsilanti, MI 48197 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Newbridge Securities Corporation	Ypsilanti	MI	07/2015	Present
Rickstar Financial, Llc	Ypsilanti	MI	03/2014	Present
Nfsg Corporation	Ypsilanti	MI	07/2015	Present
Rickstar Financial, Llc	Ypsilanti	MI	02/2026	Present

07/2015 → Present

Newbridge Securities Corporation

Ypsilanti, MI
03/2014 → Present

Rickstar Financial, Llc

Ypsilanti, MI
07/2015 → Present

Nfsg Corporation

Ypsilanti, MI
02/2026 → Present

Rickstar Financial, Llc

Ypsilanti, MI

Previous Registrations

2015-07-27 → 2026-06-18

Nfsg Corporation

Ypsilanti, MI

Boca Raton, FL
2010-06-01 → 2013-07-19

Osaic Fa, Inc.

Southfield, MI
2005-06-21 → 2009-03-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ann Arbor, MI

Ann Arbor, MI

Other Businesses

1) INSURANCE: INSURANCE SALES/AGENT/PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-05-17
S63	Uniform Securities Agent State Law Examination	1994-10-28

S65 Uniform Investment Adviser Law Examination

2006-05-17
S63 Uniform Securities Agent State Law Examination

1994-10-28

View on SEC IAPD