Bradley Raymond Lundquist

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2016-04-19
TX	RA	APPROVED_RES	2009-03-27
CA	RA	APPROVED	2009-03-17

AZ RA
APPROVED

Since 2016-04-19
TX RA
APPROVED_RES

Since 2009-03-27
CA RA
APPROVED

Since 2009-03-17

Branch Locations

14648 N Scottsdale Rd Ste 175, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co	Scottsdale	AZ	03/2009	Present

03/2009 → Present

Robert W. Baird & Co

Scottsdale, AZ

Previous Registrations

2006-10-20 → 2009-03-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ
2002-03-22 → 2006-10-23

Wells Fargo Clearing Services, Llc

Scottsdale, AZ

Scottsdale, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-12-02
S63	Uniform Securities Agent State Law Examination	1994-11-18

S65 Uniform Investment Adviser Law Examination

1994-12-02
S63 Uniform Securities Agent State Law Examination

1994-11-18

Other Names

Bradley R Lundquist

View on SEC IAPD