Julie Ellen Groulx

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-01-08
TX	RA	APPROVED_RES	2015-02-10

MI RA
APPROVED

Since 2025-01-08
TX RA
APPROVED_RES

Since 2015-02-10

Branch Locations

Oxford, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)	Plymouth	MI	06/1997	Present

06/1997 → Present

Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)

Plymouth, MI

Other Businesses

1. 6/17/2004: No Business Name - Investment Related - FLINT, MICHIGAN - Real Estate Rental - OWNERSHIP OF RENTAL HOME. 2. 02/23/2017 - JG FINANCIAL - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 11/21/2016 - 0 Hours Per Month/0 Hours During Securities Trading. 3. 11/27/2023 - VELOVITA - Non-Investment Related - Plymouth, MI - Other - Nutrional Company - Started 08/08/2017 - 3 Hours Per Month/0 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-06
S63	Uniform Securities Agent State Law Examination	1994-09-30

S66 Uniform Combined State Law Examination

2010-08-06
S63 Uniform Securities Agent State Law Examination

1994-09-30

Other Names

Julie Ellen Groulx
Julie Ellen Morley
Julie Ellen Godman

View on SEC IAPD