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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-05-11 |
| KS | RA | APPROVED | 2026-01-05 |
| AZ | RA | APPROVED | 2025-06-18 |
| CT | RA | APPROVED | 2025-02-06 |
| DC | RA | APPROVED | 2025-01-14 |
| MS | RA | APPROVED | 2024-04-23 |
| NV | RA | APPROVED | 2024-02-29 |
| NJ | RA | APPROVED | 2023-10-17 |
| LA | RA | APPROVED | 2023-08-23 |
| OH | RA | APPROVED | 2023-08-23 |
| MD | RA | APPROVED | 2023-01-18 |
| OK | RA | APPROVED | 2023-01-18 |
| SC | RA | APPROVED | 2023-01-18 |
| AL | RA | APPROVED | 2020-11-23 |
| PA | RA | APPROVED | 2020-05-15 |
| NC | RA | APPROVED | 2020-05-05 |
| CA | RA | APPROVED | 2018-09-11 |
| TX | RA | APPROVED_RES | 2018-04-25 |
| FL | RA | APPROVED | 2011-01-04 |
| VA | RA | APPROVED | 2001-06-08 |
Branch Locations
729 Thimble Shoals Blvd. Suite 1E, Newport News, VA 23606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial, Inc. | Orange | CA | 03/2001 | Present |
1. LIFESPIRE OF VIRGINIA, NON-INVESTMENT RELATED, 3961 STILLMAN PARKWAY, GLEN ALLEN, VA 23060, PARTICIPATE IN BOARD ACTIVITIES TO DIRECT THE BEST INTEREST OF RESIDENTS IN A FAITH BASED CONTINUING CARE COMMUNITY, ALSO KNOWN AS VIRGINIA BAPTIST HOMES FOUNDATION, BOARD MEMBER, SINCE 1/1/2019, DEVOTED TIME IS 6 HOURS A MONTH, QUARTERLY BOARD MEETINGS AND BI-MONTHLY COMMITEE MEETINGS. 2. POQUOSON BOARD OF EQULIZATION, NON-INVESTMENT RELATED, 500 CITY HALL AVE., POQUOSON, VA 23622, BOARD APPOINTMENT, 2ND ALTERNATE BOARD MEMBER, SINCE 7/1/2019, REVIEW PROPERTY TAX ASSESSMENTS FOR CITIZENS. 3. JAMES BALES FINANCIAL, LLC, NON-INVESTMENT RELATED, 729 THIMBLE SHOALS BLVD., BLDG. 1-E, NEWPORT NEWS, VIRGINIA, 23606, BRANDING PURPOSES ONLY, PRESIDENT, SINCE 3/1/2001.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-16 |
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