Karl L Kreshpane

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-06-30
NY	RA	APPROVED	2023-06-30
NJ	RA	APPROVED	2016-05-16
TX	RA	APPROVED	2016-05-12

CT RA
APPROVED

Since 2023-06-30
NY RA
APPROVED

Since 2023-06-30
NJ RA
APPROVED

Since 2016-05-16
TX RA
APPROVED

Since 2016-05-12

Branch Locations

61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Paramus	NJ	05/2016	Present

05/2016 → Present

Ubs Financial Services Inc.

Paramus, NJ

Previous Registrations

2009-06-01 → 2016-06-10

Morgan Stanley

Paramus, NJ
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Ridgewood, NJ
2002-07-15 → 2007-04-02

Morgan Stanley Dw Inc.

Ridgewood, NJ

Ridgewood, NJ

Other Businesses

TREASURER -= GOODFELLAS RESTAURANT INC Serenity River Farm LLC, Farming- Firewood, maple syrup and nettle tea, Proprietor / owner, Harvest logging, firewood, syrup and nettle, start date-12/14/2021, MahwahNew Jersey United States-07430.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-11-09

S63 Uniform Securities Agent State Law Examination

1994-11-09

View on SEC IAPD