Stephen M Trojan

Current Employers

Flatiron Wealth Advisors, Llc

Henrico, VA • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-03-22
VA	RA	APPROVED	2022-02-23

CO RA
APPROVED

Since 2023-03-22
VA RA
APPROVED

Since 2022-02-23

Branch Locations

Henrico, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
H.D. Vest Investment Services	Crystal Lake	IL	10/2005	01/2017
H.D. Vest Advisory Services	Crystal Lake	IL	10/2008	01/2017
Smt & Associates, Inc. Dba Flatiron Advisors Tax And Accounting	Boulder	CO	01/2002	Present
Flatiron Wealth Advisors, Llc	Henrico	VA	10/2021	Present

10/2005 → 01/2017

H.D. Vest Investment Services

Crystal Lake, IL
10/2008 → 01/2017

H.D. Vest Advisory Services

Crystal Lake, IL
01/2002 → Present

Smt & Associates, Inc. Dba Flatiron Advisors Tax And Accounting

Boulder, CO
10/2021 → Present

Flatiron Wealth Advisors, Llc

Henrico, VA

Previous Registrations

2017-01-20 → 2018-10-19

Barrett Wealth Connection Llc

Spring Grove, IL
2008-10-07 → 2017-02-03

Avantax Advisory Services

Crystal Lake, IL

Other Businesses

Stephen Trojan is the President and Founder of Flatiron Advisors Tax & Accounting. He devotes 32 hours per week during market trading hours to this activity.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-12-20
S63	Uniform Securities Agent State Law Examination	2005-11-30

S65 Uniform Investment Adviser Law Examination

2021-12-20
S63 Uniform Securities Agent State Law Examination

2005-11-30

View on SEC IAPD