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Robert Thomas Hofmann

Roffman Miller Associates Inc

Phialdelphia, PA

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Current Employers
Roffman Miller Associates Inc

1835 Market Street Suite 500, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-10-14
PA RA APPROVED 2005-04-07
  • NJ RA
    APPROVED
    Since 2020-10-14
  • PA RA
    APPROVED
    Since 2005-04-07

Branch Locations

1835 Market Street Suite 500, Phialdelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roffman Miller Associates, Inc Philadelphia PA 07/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-08
S63 Uniform Securities Agent State Law Examination 1994-10-27
  • S65 Uniform Investment Adviser Law Examination
    1997-05-08
  • S63 Uniform Securities Agent State Law Examination
    1994-10-27
Designations

View on SEC IAPD

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Other Offices

ROFFMAN MILLER ASSOCIATES INC · PHILADELPHIA, PA
ROFFMAN MILLER ASSOCIATES INC · PHILADELPHIA, PA
BRYN MAWR TRUST ADVISORS, LLC · PHILADELPHIA, PA
MICHAEL LESLIE INVESTMENTS LLC · PHILADELPHIA, PA
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