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Roffman Miller Associates Inc CRD 106019
$3.20B regulatory AUM 5 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1835 Market Street Suite 500, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-10-14 |
| PA | RA | APPROVED | 2005-04-07 |
Branch Locations
1835 Market Street Suite 500, Phialdelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roffman Miller Associates, Inc | Philadelphia | PA | 07/2004 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-27 |
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