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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-03-25 |
Branch Locations
30 Two Bridges Rd 3Rd Floor, Suite 320, Fairfield, NJ 07004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Mt. Arlington | NJ | 08/1994 | 03/2017 |
| Mml Investors Services, Llc | Fairfield | NJ | 03/2017 | Present |
| Massmutual Life Insurance Co | Fairfield | NJ | 07/2016 | Present |
| Sephora | Short Hills | NJ | 03/2019 | Present |
(1) NAME: ANN MARIE MILLER INV REL: Y ADDR: 30 TWO BRIDGES RD, SUITE 320, FAIRFIELD NJ 07004 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, FIXED ANNUITIES, & LONG TERM CARE POSITION: AGENT START: 01/2010 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (2) NAME: SEPHORA INV REL: N ADDR: 1200 MORRIS TURNPIKE, SHORT HILLS, NJ 07078 NATURE: RETAIL SALES POSITION: SKIN CARE SPECIALIST START: 03/01/2019 NO HRS/MO: 8 NO HRS/MO DUR TRADING: 0 DUTIES: SELL SKIN CARE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-01-10 |
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