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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
CT RA APPROVED 2011-02-15
  • NY RA
    APPROVED
    Since 2021-04-07
  • CT RA
    APPROVED
    Since 2011-02-15

Branch Locations

263 Tresser Blvd Suite 500, Stamford, CT 06901 • United States

360 Hamilton Avenue 9Th Floor, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Stamford CT 05/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-14
S63 Uniform Securities Agent State Law Examination 1994-10-07
  • S65 Uniform Investment Adviser Law Examination
    2011-02-14
  • S63 Uniform Securities Agent State Law Examination
    1994-10-07
Other Names
  • Christine Marie Holderman

View on SEC IAPD

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