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Douglas F Ternan

Edward Jones

Universal City, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-21
  • TX RA
    APPROVED
    Since 2022-06-21

Branch Locations

433 Kitty Hawk Suite 110, Universal City, TX 78148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Distributors, Inc. Philadelphia PA 04/2004 04/2022
Edward Jones St. Louis MO 05/2022 Present
  • 04/2004 → 04/2022
    Lincoln Financial Distributors, Inc.
    Philadelphia, PA
  • 05/2022 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
  • 2004-07-02 → 2011-02-24
    Lincoln Financial Distributors, Inc.
    Tulsa, OK
    Pacific Palisades, CA
    Alamo Heights, TX
    Wolverine Lake, MI
    Mooresville, NC
    Wake Forest, NC
    San Antonio, TX
    Davidson, NC
    Lakewood, CO
    Sugar Land, TX
  • 2003-03-20 → 2004-03-29
    John Hancock Distributors Llc
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-18
S65 Uniform Investment Adviser Law Examination 2003-03-19
S63 Uniform Securities Agent State Law Examination 1995-09-20
  • S66 Uniform Combined State Law Examination
    2022-06-18
  • S65 Uniform Investment Adviser Law Examination
    2003-03-19
  • S63 Uniform Securities Agent State Law Examination
    1995-09-20
Other Names
  • Douglas Francis Ternan

View on SEC IAPD

Other Firms

FIRST COMMAND ADVISORY SERVICES
J.P. MORGAN SECURITIES LLC
PLANMEMBER SECURITIES CORPORATION
STATE FARM INVESTMENT MANAGEMENT CORP.
AE WEALTH MANAGEMENT, LLC
SABER AND SHIELD WEALTH MANAGEMENT, L.L.C
WORLD INVESTMENT ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

Robert Lee Brister
Annette Medley
Patrick Charles Marshall
JASON DANE SMITH
Ili MANSFIELD
John Robert Grigsby
Santanna Moody
PRISCILLA JO SHUSTER

Other Offices

FIRST COMMAND ADVISORY SERVICES · Universal City, TX
J.P. MORGAN SECURITIES LLC · UNIVERSAL CITY, TX
PLANMEMBER SECURITIES CORPORATION · UNIVERSAL CITY, TX
EDWARD JONES · Schertz, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · San Antonio, TX
J.P. MORGAN SECURITIES LLC · SAN ANTONIO, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · San Antonio, TX
EDWARD JONES · GARDEN RIDGE, TX

More in Universal City, TX

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