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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-29 |
| WA | RA | APPROVED | 2018-06-07 |
Branch Locations
7530 164Th Ave Ne Ste A116, Redmond, WA 98052-7837 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Seattle | WA | 02/2008 | 09/2017 |
| Julie Prince | Seattle | WA | 02/2008 | 09/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2008 | 09/2017 |
| Ameriprise Financial Services, Inc. | Redmond | WA | 06/2018 | 03/2020 |
| Unemployed | Seattle | WA | 10/2017 | 05/2018 |
| Ameriprise Financial Services, Llc | Redmond | WA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-05 |
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