Brian Raymond Clifford

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-11-15
MD	RA	APPROVED	2017-03-25

TX RA
APPROVED_RES

Since 2017-11-15
MD RA
APPROVED

Since 2017-03-25

Branch Locations

Columbia, MD • United States

8840 Stanford Blvd. Suite 4100, Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Greenbelt	MD	04/2009	Present
Massachusetts Mutual Life Insurance Company	Hunt Valley	MD	07/2016	Present
Mml Investors Services, Llc	Hunt Valley	MD	03/2017	Present

04/2009 → Present

Metlife Securities Inc

Greenbelt, MD
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Hunt Valley, MD
03/2017 → Present

Mml Investors Services, Llc

Hunt Valley, MD

Previous Registrations

2009-06-25 → 2017-03-25

Msi Financial Services, Inc.

Greenbelt, MD

Rockville, MD

Elkridge, MD

Other Businesses

1)NAME:BRIAN CLIFFORD, INV REL:Y ADDR:@RESIDENTIAL ADDRESS ON RECORD NATURE:LIFE INSURANCE, HEALTH, POSITION:AGENT START:7/1/2016 NO HR/MO:1 NO HR/MO DUR TRADING:1.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-06-16
S63	Uniform Securities Agent State Law Examination	1994-11-18

S65 Uniform Investment Adviser Law Examination

2009-06-16
S63 Uniform Securities Agent State Law Examination

1994-11-18

View on SEC IAPD