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James Seth Dambrosio

Cetera Investment Advisers LLC

Iselin, NJ

CRD 2541757

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-06-24
TX RA APPROVED 2019-06-20
  • NJ RA
    APPROVED
    Since 2019-06-24
  • TX RA
    APPROVED
    Since 2019-06-20

Branch Locations

485 Us Highway 1 South Bldg C; Suite 120, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Advisory Services, Llc Woodbridge NJ 08/2012 01/2017
Foresters Financial Services Woodbridge NJ 10/2012 01/2017
Union County Police Dept Westfield NJ 05/2013 Present
Foresters Financial Services New York NY 01/2017 06/2019
Foresters Advisory Services New York NY 01/2017 06/2019
Somerset County Ymca Basking Ridge NJ 02/2018 12/2020
Cedar Hill Club Somerset NJ 12/2018 Present
Cetera Investment Services Llc Saint Cloud MN 06/2019 Present
Cetera Investment Advisers Llc New York NY 06/2019 Present
  • 08/2012 → 01/2017
    Foresters Advisory Services, Llc
    Woodbridge, NJ
  • 10/2012 → 01/2017
    Foresters Financial Services
    Woodbridge, NJ
  • 05/2013 → Present
    Union County Police Dept
    Westfield, NJ
  • 01/2017 → 06/2019
    Foresters Financial Services
    New York, NY
  • 01/2017 → 06/2019
    Foresters Advisory Services
    New York, NY
  • 02/2018 → 12/2020
    Somerset County Ymca
    Basking Ridge, NJ
  • 12/2018 → Present
    Cedar Hill Club
    Somerset, NJ
  • 06/2019 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 06/2019 → Present
    New York, NY
Previous Registrations
  • 2012-09-04 → 2019-06-25
    Foresters Advisory Services, Llc
    Woodbridge, NJ
    New York, NY
Other Businesses

1)EMERGENCY 911 DISPATCHER 6 HRS/WK 2)CEDAR HILL CLUB, BOARD MEMBER, PRESIDENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-30
S63 Uniform Securities Agent State Law Examination 1996-09-12
  • S65 Uniform Investment Adviser Law Examination
    2012-08-30
  • S63 Uniform Securities Agent State Law Examination
    1996-09-12
Other Names
  • Jim Seth Dambrosio
  • James S Dambrosio
  • James Seth Dambrosio
  • James Seth D'AMbrosio

View on SEC IAPD

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