Best Investors Account Sign in
Inactive

Kathleen R Duffy

Bryn Mawr Trust Advisors, LLC

Philadelphia, PA

Berwyn, PA

Claim This Profile
Current Employers
Bryn Mawr Trust Advisors, Llc

1818 Market Street 22Nd Floor, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-07-03
PA RA APPROVED 2024-07-02
  • DE RA
    APPROVED
    Since 2024-07-03
  • PA RA
    APPROVED
    Since 2024-07-02

Branch Locations

1818 Market Street 22Nd Floor, Philadelphia, PA 19103 • United States

1436 Lancaster Avenue, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley West Conshohocken PA 04/2020 06/2024
Veritable, L.P. Newtown Square PA 06/2006 04/2020
Morgan Stanley Private Bank, N.A New York NY 07/2020 06/2024
Bryn Mawr Capital Management, Llc Berwyn PA 07/2024 Present
  • 04/2020 → 06/2024
    Morgan Stanley
    West Conshohocken, PA
  • 06/2006 → 04/2020
    Veritable, L.P.
    Newtown Square, PA
  • 07/2020 → 06/2024
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 07/2024 → Present
    Bryn Mawr Capital Management, Llc
    Berwyn, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-10
S63 Uniform Securities Agent State Law Examination 2005-12-09
  • S66 Uniform Combined State Law Examination
    2020-06-10
  • S63 Uniform Securities Agent State Law Examination
    2005-12-09
Other Names
  • Kathleen R. Duffy
  • Kathleen Duffy
  • Kathleen Regina Duffy
  • Kathleen D. Pecoraro
  • Kathleen Duffy Pecoraro
  • Kate Duffy

View on SEC IAPD

Other Firms

GLENMEDE INVESTMENT MANAGEMENT, LP
CLARK CAPITAL MANAGEMENT GROUP INC
GLOBAL ADVISERS, LLC
BIOPHY CAPITAL MANAGEMENT LLC
VERITABLE FINANCIALS LLC
CHARLES SCHWAB & CO., INC.
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC

Other Investors

JASON DOUGLAS PRIDE
SEAN EDWARD HERON
MICHAEL CRAVENS CROW
Adam Mark Conish
VICTOR TRAN
Eric Jason Richman
Mark Fleming
Christopher J Nixon

Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA

More in Philadelphia, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor