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Arete Wealth Advisors, LLC CRD 145488
$2.75B regulatory AUM 35 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Westlake Village | CA | 06/1998 | 12/2019 |
| Arete Wealth Management Llc | Chicago | IL | 12/2019 | Present |
| Arete Wealth Advisors Llc | Chicago | IL | 12/2019 | Present |
APHETA 8581 SANTA MONICA BLVD SUITE 430 WEST HOLLYWOOD, CA 90069 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: SALESPERSON DUTIES: FIXED LIFE INSURANCE SALES INCLUDING PREMIUM FINANCING START DATE: 2014 HOURS PER MONTH: 80 HOURS PER MONTH DURING TRADING HOURS: 40 CPA ACADEMY 160 N MARTEL AVE LOS ANGELES, CA 90036 CATEGORY: CONTINUING EDUCATION INSTRUCTOR FOR CPAS AND ATTORNEYS INVESTMENT-RELATED: NO TITLE: AGENT DUTIES: CONTINUING EDUCATION CLASSES REGARDING FIXED INSURANCE START DATE: 04/01/2020 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 3
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-10-07 |
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