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Giovanni Jose Alvarez-Mena

Equitable Advisors, LLC

Monrovia, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-27
CA RA APPROVED 2026-07-24
  • TX RA
    APPROVED_RES
    Since 2026-07-27
  • CA RA
    APPROVED
    Since 2026-07-24

Branch Locations

Monrovia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Pasadena CA 09/2011 07/2026
Equitable Advisors, Llc New York NY 07/2026 Present
Previous Registrations
Other Businesses

1. Insurance Agent - Outside Fixed Insurance Sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-01
S63 Uniform Securities Agent State Law Examination 2006-05-23
  • S66 Uniform Combined State Law Examination
    2016-08-01
  • S63 Uniform Securities Agent State Law Examination
    2006-05-23
Other Names
  • Giovanni Alvarez-Mena

View on SEC IAPD

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