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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-05-26
TX RA APPROVED_RES 2012-02-09
  • OK RA
    APPROVED
    Since 2026-05-26
  • TX RA
    APPROVED_RES
    Since 2012-02-09

Branch Locations

1234 Bay Area Blvd, Houston, TX 77058 • United States

Cypress, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Houston TX 03/2006 Present
Thrivent Financial For Lutherans Appleton WI 10/1994 Present
  • 03/2006 → Present
    Thrivent Investment Management
    Houston, TX
  • 10/1994 → Present
    Thrivent Financial For Lutherans
    Appleton, WI
Other Businesses

LUTHERAN HOUR MINISTRIES POSITION: Regional Leader NATURE: Mass media proclamation of the Gospel through a variety of different media types, including social media, online, print, radio. All content is distributed through Lutheran Hour Ministries corporate office. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/18/2017 ADDRESS: 660 Mason Ridge Center Dr, Saint Louis MO 63141 DESCRIPTION: Be a connection to help the National Leadership team recruit other team members and raise funds. Develop a local regional team to help with the goals listed above. I am a local contact for the Lone Star Region and will help connect the senior leadership team to members of the regional team. The goal being to get the LHM senior leadership team in front of contacts to tell the story and at times make an appeal for funds.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-11
S63 Uniform Securities Agent State Law Examination 1994-09-22
  • S66 Uniform Combined State Law Examination
    2006-08-11
  • S63 Uniform Securities Agent State Law Examination
    1994-09-22

View on SEC IAPD

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