Christopher G. Stimming

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 05/2022
  J.P. Morgan Securities Llc
  Houston, TX
• 05/2022 → Present
  Morgan Stanley Smith Barney Llc
  Houston, TX
• 07/2022 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2012-10-01 → 2022-05-06
  J.P. Morgan Securities Llc
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
• 2012-05-11 → 2012-10-01
  Chase Investment Services Corp.
  Houston, TX
• 2009-07-07 → 2012-05-22
  Barclays Capital Inc.
  Houston, TX
  Houston, TX
  Houston, TX
• 2009-06-01 → 2009-07-08
  Morgan Stanley
  Houston, TX
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Houston, TX
• 2004-08-26 → 2007-04-02
  Morgan Stanley Dw Inc.
  Houston, TX
  Houston, TX
• 2004-04-27 → 2004-09-02
  Citigroup Global Markets Inc.
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-30
• S63 Uniform Securities Agent State Law Examination
  1995-09-08

Designations

• Certified Financial Planner

Other Names

• Christoper G Stimming
• Christopher G Stimming
• Christopher Gerard Stimming
• Chris Stimming