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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-06-11
AR RA APPROVED 2025-06-09
TN RA APPROVED 2022-08-26
TX RA APPROVED 2022-08-25
  • MS RA
    APPROVED
    Since 2025-06-11
  • AR RA
    APPROVED
    Since 2025-06-09
  • TN RA
    APPROVED
    Since 2022-08-26
  • TX RA
    APPROVED
    Since 2022-08-25

Branch Locations

499 Gloster Creek Vlg Ste F6A, Tupelo, MS 38801 • United States

6075 Poplar Ave Ste 650, Memphis, TN 38119 • United States

175 Harmony Park Ste A, Hot Springs, AR 71913 • United States

909 Windover Rd, Jonesboro, AR 72401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Germantown TN 07/2013 03/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 03/2022
Wells Fargo Clearing Services, Llc Memphis TN 08/2022 Present
American Aviation Services Memphis TN 03/2022 08/2022
  • 07/2013 → 03/2022
    Fidelity Brokerage Services Llc
    Germantown, TN
  • 07/2018 → 03/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 08/2022 → Present
    Memphis, TN
  • 03/2022 → 08/2022
    American Aviation Services
    Memphis, TN
Previous Registrations
Other Businesses

OAA#: 23716 | ORG NAME:AMERICAN AVIATION | ORG ADDR:JACKSON, TN, US | NATURE OF BUS:AIR CHARTER AND PLANE STORAGE FACILITY | INVST REL:N | TITLE:BOARD OF DIRECTOR | DUTIES:GENERAL GUIDANCE | START DT:09/01/1999 | TOTAL HRS P/M:2 | SEC TRDNG HRS P/M:0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-22
S63 Uniform Securities Agent State Law Examination 1994-11-23
  • S66 Uniform Combined State Law Examination
    2013-03-22
  • S63 Uniform Securities Agent State Law Examination
    1994-11-23
Other Names
  • Warren Trice Brashear

View on SEC IAPD

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