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Cleon Robert Cato

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Livingston, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-11-28
TX RA APPROVED 2023-11-28
  • NJ RA
    APPROVED
    Since 2023-11-28
  • TX RA
    APPROVED
    Since 2023-11-28

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

313 W Mount Pleasant Ave, Livingston, NJ 07039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Briarcliff NY 10/2012 11/2023
Kc Education Consulting Services Roselle Park NJ 07/2018 06/2023
C & K Property Management Llc. Roselle Park NJ 09/2018 06/2023
The Learning Tree Early Childhood Academy, Llc. Roselle NJ 04/2019 06/2023
Wells Fargo Clearing Services, Llc Summit NJ 11/2023 Present
  • 10/2012 → 11/2023
    J.P. Morgan Securities Llc
    Briarcliff, NY
  • 07/2018 → 06/2023
    Kc Education Consulting Services
    Roselle Park, NJ
  • 09/2018 → 06/2023
    C & K Property Management Llc.
    Roselle Park, NJ
  • 04/2019 → 06/2023
    The Learning Tree Early Childhood Academy, Llc.
    Roselle, NJ
  • 11/2023 → Present
    Wells Fargo Clearing Services, Llc
    Summit, NJ
Previous Registrations
  • 2019-02-22 → 2023-11-29
    J.P. Morgan Securities Llc
    Briarcliff, NY
    Ossining, NY
    Pleasantville, NY
    Livingston,, NJ
    Short Hills, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-15
S63 Uniform Securities Agent State Law Examination 2006-04-17
  • S66 Uniform Combined State Law Examination
    2019-02-15
  • S63 Uniform Securities Agent State Law Examination
    2006-04-17
Other Names
  • Cleon Cato

View on SEC IAPD

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John Varghese Cholankeril
DUSHYANT PANDIT

Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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