Kimberly Anne Monnahan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → Present
  Ameriprise Financial Services, Llc
  Kirkland, WA
• 12/2022 → Present
  Lpl Financial Llc
  Edmonds, WA

Previous Registrations

• 2011-10-14 → 2014-12-12
  Private Advisory Group
  Redmond, WA
• 2007-11-13 → 2007-12-31
  Northern Trust Securities, Inc.
  Seattle, WA
• 2005-02-01 → 2006-11-30
  Banc Of America Investment Services, Inc.
  Seattle, WA
  Seattle, WA
• 1998-02-09 → 2004-11-03
  Waddell & Reed
  Bellevue, WA

Other Businesses

1) 03/16/2023 - Peter Hamilton & Associates - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date - .03/8/2023

Exams

• S66 Uniform Combined State Law Examination
  2024-05-25
• S65 Uniform Investment Adviser Law Examination
  1997-12-22
• S63 Uniform Securities Agent State Law Examination
  1994-10-03

Other Names

• Kim Monnahan
• Kimberly A Monnahan
• Kimberly Anne Knoblich
• Kimberly Anne Erickson
• Kimberly Anne Monnahan