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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-11-14 |
| MS | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities,Llc | Metairie | LA | 08/1994 | 09/2020 |
| Prudential Insurance Company Of America | Metairie | LA | 08/1994 | 09/2020 |
| Pruco Securities, Llc. | Slidell | LA | 02/2021 | 11/2024 |
| Tracey Ahlborn | Slidell | LA | 11/2020 | Present |
| Prudential Insurance Company Of America | Slidell | LA | 11/2021 | Present |
| Lpl Enterprise, Llc | Slidell | LA | 11/2024 | Present |
1. 11/14/2024 - Integrity Life and Financial Services - Business Entity For Tax/Investment Purposes Only - Slidell, LA - INV REL - Start Date 01/01/2024 - 1hr/mth 2. 11/14/2024 - SANDRA M CAMUS - Non-Variable Insurance (SANDRA CAMUS group benefits) - Chester. TX - INV REL - Start Date 06/01/2023 - 1hr/mth 3. 11/14/2024 - SANDRA M CAMUS - Non-Variable Insurance (SANDRA CAMUS health insurance) - Chester. TX - INV REL - Start Date 02/15/2023 - 4hr/mth 4. 06/16/2025 - SANDRA M CAMUS - Non-Variable Insurance (sale of group benefits) - Chester. TX - INV REL - Start Date 06/20/2025 - 10hrs/mth - 5hrs during trading 5. 07/22/2025 - Sandra Camus - Non-Variable Insurance- inv. related- at reported business location(s)- start date 07/28/2025- 5hrs/mnth- 2hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-07-09 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
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