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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2025-07-01 |
| WA | RA | APPROVED | 2024-04-15 |
Branch Locations
9515 N Division St Ste 105, Spokane, WA 99218 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J. P. Morgan Chase, Bank, N.A. | Spokane | WA | 12/2018 | 04/2024 |
| Lpl Financial Llc | Spokane | WA | 04/2024 | Present |
| J.P. Morgan Securities, Llc | Spokane | WA | 01/2014 | 11/2018 |
| J.P. Morgan Securities, Llc | Spokane | WA | 12/2018 | 04/2024 |
1- 02/2024 / JW Anderson Wealth Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 40 hrs during trading 2- 07/01/2026 - Fractal Traps LLC - Business Owner - Not Investment Related - Boise, ID - Start Date 07/15/2026 - 4 hours per month/ 0 hours during trading 3- 07/01/2026 - The Rain Barrel Shop - Business Owner - Not Investment Related - Boise, ID - Start Date 07/01/2026 - 4 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-30 |
| S65 | Uniform Investment Adviser Law Examination | 2008-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-06 |
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