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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2011-03-25 |
| TX | RA | APPROVED | 2011-03-25 |
Branch Locations
100 N Michigan St, South Bend, IN 46601 • United States
510 E 96Th St Pbig - Indiana, Indianapolis, IN 46240 • United States
510 E 96Th St, Indianapolis, IN 46240 • United States
13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated | Indianapolis | IN | 03/2011 | Present |
I*44720 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TIMESHARE INVESTMENT RELATED: N ADDRESS OF BUSINESS: ORLANDO, FLORIDA 32819 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/1/2011 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TIMESHARE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-05 |
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