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Timothy Mayo Roscher

Cetera Investment Advisers LLC

North, VA

CRD 2540584

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-29
VA RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • VA RA
    APPROVED
    Since 2023-06-29

Branch Locations

North, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Roscher Financial Group, Inc. Chesapeake VA 02/2009 Present
Endurance Wealth Solutions Llc Chesapeake VA 07/2014 06/2018
Voya Financial Advisors North VA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
The Treble Maker, Llc North VA 10/2025 Present
  • 02/2009 → Present
    Roscher Financial Group, Inc.
    Chesapeake, VA
  • 07/2014 → 06/2018
    Endurance Wealth Solutions Llc
    Chesapeake, VA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    North, VA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 10/2025 → Present
    The Treble Maker, Llc
    North, VA
Previous Registrations
Other Businesses

1. NAME OF ENTITY: Roscher Financial Group, Inc.; Yes; 446 BROAD BEND CIR; CHESAPEAKE; VA; 23320; fixed insurance sales; independent insurance agent; 2/25/2009; 160; 160; sales of fixed insurance products 2. NAME OF ENTITY:CHRISTCHURCH SCHOOL; No; 49 SEAHORSE LANE; CHRISTCHURCH; VA; 23149; HIGH SCHOOL GOLF; HEAD VARSITY GOLF COACH; 2/13/2017; 60; 20; COACH VARSITY GOLF/PRACTICES AND DRIVING PLAYERS TO AND FROM ACTIVITY. 3. NAME OF OTHER BUSINESS: THE TREBLE MAKER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: DISC JOCKEY SERVICES, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: OWNER, PRESIDENT, APX NUMBER OF HOURS PER WEEK: 3, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COMPRISE LISTS OF SONGS AND PLAY THEM BACK, ALSO MASTERS OF CEREMONY DUTIES; 4. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENT THE ROOM, CLEAN THE ROOM;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-01
S63 Uniform Securities Agent State Law Examination 1994-09-27
  • S65 Uniform Investment Adviser Law Examination
    2005-11-01
  • S63 Uniform Securities Agent State Law Examination
    1994-09-27

View on SEC IAPD

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