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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
| VA | RA | APPROVED | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roscher Financial Group, Inc. | Chesapeake | VA | 02/2009 | Present |
| Endurance Wealth Solutions Llc | Chesapeake | VA | 07/2014 | 06/2018 |
| Voya Financial Advisors | North | VA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| The Treble Maker, Llc | North | VA | 10/2025 | Present |
1. NAME OF ENTITY: Roscher Financial Group, Inc.; Yes; 446 BROAD BEND CIR; CHESAPEAKE; VA; 23320; fixed insurance sales; independent insurance agent; 2/25/2009; 160; 160; sales of fixed insurance products 2. NAME OF ENTITY:CHRISTCHURCH SCHOOL; No; 49 SEAHORSE LANE; CHRISTCHURCH; VA; 23149; HIGH SCHOOL GOLF; HEAD VARSITY GOLF COACH; 2/13/2017; 60; 20; COACH VARSITY GOLF/PRACTICES AND DRIVING PLAYERS TO AND FROM ACTIVITY. 3. NAME OF OTHER BUSINESS: THE TREBLE MAKER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: DISC JOCKEY SERVICES, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: OWNER, PRESIDENT, APX NUMBER OF HOURS PER WEEK: 3, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COMPRISE LISTS OF SONGS AND PLAY THEM BACK, ALSO MASTERS OF CEREMONY DUTIES; 4. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENT THE ROOM, CLEAN THE ROOM;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-27 |
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