Aaron James Putman

Current Employers

Employment History

• 07/2007 → 11/2017
  Capital Management Securities
  Minneapolis, MN
• 08/1994 → 07/2018
  Haukedahl Financial Services, Inc.
  Bloomington, MN
• 11/2017 → 10/2023
  Commonwealth Financial Network
  San Diego, CA
• 07/2018 → Present
  Gateway Wealth Management, Llc
  Lakeville, MN
• 09/2023 → Present
  Lpl Financial Llc
  Burnsville, MN

Previous Registrations

• 2017-11-01 → 2023-10-02
  Commonwealth Financial Network
  Bloomington, MN
  Burnsville, MN
• 2015-12-11 → 2017-12-31
  Haukedahl Financial Services
  Bloomington, MN
• 2013-12-19 → 2015-04-20
  Haukedahl Financial Services
  Bloomington, MN

Other Businesses

1. 07/09/2018 - Gateway Wealth Management,LLC- DBA for LPL Business (entity for LPL business) - Inv related - at reported business location(s) - 150 hours per month/ 7 hours during trading 2. 11/06/2023 - New Creation Properties, LLC - Real Estate Rental - Owner - Investment Related - Lakeville, MN - Start Date 09/28/2017 - 3 hours per month/ 0 hours during trading 3. 01/21/2026 - Magellan Federal - Outside/W-2 Employment - Personal Financial Counselor - Not Investment Related - Arlington, VA - Start Date 12/08/2025 - 8 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-25
• S63 Uniform Securities Agent State Law Examination
  1994-09-16

Designations

Other Names

• Aaron James Putman
• Aaron Putman