Anil Suri

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-08-28
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2014-01-03
CT	RA	APPROVED	2009-10-01

NJ RA
APPROVED

Since 2024-08-28
NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2014-01-03
CT RA
APPROVED

Since 2009-10-01

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

Jersey City, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	05/2006	Present

05/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

I*95330FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SUBMIT ARTICLE TO JOURNAL OF RETIREMENTINVESTMENT RELATED: NADDRESS OF BUSINESS: INSTITUTIONAL INVESTOR JOURNALS, 225 PARK AVENUE SOUTHNEW YORK, NEW YORK 10003NATURE OF BUSINESS: COOPERATIVE,POSITION, TITLE, ASSOCIATION: OTHER, NASTART DATE OF RELATIONSHIP: 7/5/2016NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: CO-AUTHORED PAPER "MANAGING RETIREMENT RISKS" THAT WAS SUBMITTED TO JOURNAL OF RETIREMENT I*: 2757292 Entity Type: Entity Charitable Name of OBA: Advisory Board of the Wharton School's MSQF Program Address: PhiladelphiaPennsylvania19104 Investment Related: n Position, Title, Association: Board Member Employee Start Date: 09/01/2025 No Hours: 20hr/yr No Hours during trading:0 Duties: The MSQF Advisory Board serves as a bridge between industry needs and the program's curriculum, ensuring the program aligns with the evolving needs of the Quantitative Money Management (QMM) industry. Provide industry insights and foster networking amongst students and practitioners. Propose research questions, provide feedback and critique presentations. Participate in seminars and round-table discussions and provide suggestions on curriculum enhancements.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-09-30
S63	Uniform Securities Agent State Law Examination	2005-03-14

S66 Uniform Combined State Law Examination

2009-09-30
S63 Uniform Securities Agent State Law Examination

2005-03-14

View on SEC IAPD