Charles Randall Williams

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → Present
  Mml Investor Services Inc
  Greenwood Village, CO
• 03/2004 → Present
  Massmutual
  Greenwood Village, CO

Previous Registrations

• 1999-01-01 → 2004-03-16
  New England Securities
  Denver, CO

Other Businesses

NAME: MADISON FINANCIAL INV REL: Y ADD: 5555 DTC PARKWAY SUITE 272 Denver CO 80111 NATURE: INDIVIDUAL LIFE INSURANCE POSITION: SALES/AGENT START DATE: 2006 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3 (2) MADISON FINANCIAL HOLDING COMPANY, INC INVE REL: Y ADD: 5555 DTC PARKWAY STE 272 GREENWOOD VILLAGE CO 80111 NATURE: S-CORP POSITION: PRINCIPAL START DATE: 6/30/2023 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DUTIES: PRACTICE MANAGEMENT INCLUDING VISION, GROWTH, MONITORING PROFIT AND LOSS. (3) MADISON FINANCIAL LLC INV REL: 5555 DTC PARKWAY STE 272 GREENWOOD VILLAGE CO 80111 NATURE: DBA FOR ALL FINANCIAL SERVICES WORK INCLUDING FINANCIAL PLANNING, INVESTMENTS, INSURANCE AND ALL FINANCIAL PLANNING POSITION: MANAGER START DATE: 6/30/2023 NO HRS/MO: 45 NO HRS/MO DUR TRADING: 45 DUTIES: THIS IS THE DBA UNDER WHICH WE DO ALL OF OUR FINANCIAL SERVICES WORK INCLUDING FINANCIAL PLANNING, INVESTMENTS INSURANCE AND ALL FINANCIAL ADVISING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-11-20

Designations

• Certified Financial Planner

Other Names

• Randy Williams