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Christopher Micah Pratt

LPl Financial LLC

Hauppauge, NY

Merrick, NY

CRD 2539975

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-16
NY RA APPROVED 2021-06-09
  • TX RA
    APPROVED
    Since 2023-08-16
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

100 Motor Parkway, Hauppauge, NY 11788 • United States

Merrick, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities, Inc. Oceanside NY 08/1996 Present
Lpl Financial Llc Melville NY 06/2021 Present
Lpl Financial Llc Melville NY 06/2021 Present
Previous Registrations
  • 2012-07-03 → 2021-06-09
    M&T Securities, Inc.
    Syracuse, NY
    New York, NY
    Brooklyn, NY
    Oceanside, NY
    Brooklyn, NY
    Brooklyn, NY
    Fishkill, NY
    New York, NY
    Melville, NY
    Forest Hills, NY
    Great Neck, NY
    Jericho, NY
    New York, NY
    New York, NY
    Melville, NY
    Farmingdale, NY
    Hauppauge, NY
    New York, NY
    Garden City, NY
    New York, NY
    Bohemia, NY
    Brooklyn, NY
    Brooklyn, NY
    Long Island City, NY
    Bohemia, NY
    Garden City, NY
    Farmingdale, NY
    Melville, NY
    Jericho, NY
    Hauppauge, NY
    Paramus, NJ
    Melville, NY
    Wilmington, DE
    Wilkes-Barre, PA
    Baltimore, MD
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-06
  • S63 Uniform Securities Agent State Law Examination
    1996-11-06
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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